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AI-CI safety guidelines

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An official U.S. government document issued under EO 14110; useful for understanding how federal agencies are translating AI safety principles into actionable guidelines for high-stakes infrastructure operators.

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Importance: 62/100guidance documentprimary source

Summary

The Department of Homeland Security's April 2024 guidelines provide a four-part framework (Govern, Map, Measure, Manage) to help critical infrastructure owners and operators manage AI-related risks. The document identifies three cross-sector risk categories—attacks using AI, attacks on AI systems, and AI design/implementation failures—and maps mitigation strategies to the NIST AI Risk Management Framework. It represents a practical, sector-agnostic approach to operationalizing AI risk management in high-stakes infrastructure contexts.

Key Points

  • Establishes a four-part AI risk management framework: Govern, Map, Measure, and Manage, aligned with the NIST AI RMF.
  • Identifies three critical AI risk categories: adversarial use of AI, attacks targeting AI systems, and failures from AI design or implementation flaws.
  • Mandated by Executive Order 14110, targeting critical infrastructure sectors such as energy, water, transportation, and financial services.
  • Provides concrete mitigation strategies for each risk category, including general mitigations applicable across sectors.
  • Emphasizes organizational culture and governance as foundational to effective AI risk management, not just technical controls.

Cited by 1 page

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Cached Content Preview

HTTP 200Fetched Mar 15, 202678 KB
Publication: April 2024
Department of Homeland Security
MITIGATING ARTIFICIAL INTELLIGENCE (AI) RISK:
Safety and Security Guidelines
for Critical Infrastructure Owners
and Operators

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2
Table of Contents
EXECUTIVE SUMMARY ................................................................................................................................................. 4
INTRODUCTION ............................................................................................................................................................ 5
AI RISKS TO CRITICAL INFRASTRUCTURE................................................................................................................... 7
AI Uses and Patterns of Adoption .......................................................................................................................... 7
Cross-Sector AI Risk Categories ............................................................................................................................. 9
GUIDELINES FOR CRITICAL INFRASTRUCTURE OWNERS AND OPERATORS .......................................................... 10
Govern: Establish an organizational culture of AI risk management. ................................................................ 11
Map: Understand your individual AI use context and risk profile. ...................................................................... 11
Measure: Develop systems to assess, analyze, and track AI risks. ................................................................... 12
Manage: Prioritize and act upon AI risks to safety and security. ....................................................................... 13
CONCLUSION.............................................................................................................................................................. 15
APPENDIX A: CROSS-SECTOR AI RISKS AND MITIGATION STRATEGIES ................................................................. 16
Risk Category: Attacks Using AI ............................................................................................................................ 16
Risk Category: Attacks on AI ................................................................................................................................. 17
Risk Category: AI Design and Implementation Failures ...................................................................................... 19
General Mitigations for AI Risks ........................................................................................................................... 20
APPENDIX B: GUIDELINES MAPPED TO NIST AI RMF .............................................................................................. 22
Govern ................................................................................................................................................................... 22
Map ......................................................

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Resource ID: 7786ae9986ce7a71 | Stable ID: Yzc5ZTBlZj